DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• C•••••• A••••••• L••
Latest filing Apr 3, 2026
First filing on the tape Feb 14, 2012 · 24 filings
SEC status approved since Mar 30, 2012
RAUM
$4.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$4.8B as of Apr 3, 2026
Mar 28, 2013$2.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 3, 2026
Mar 28, 20131 then
Employees (5.A)19 as of Apr 3, 2026
Mar 28, 201312 then
Private funds3 as of Apr 3, 2026
Mar 28, 20131 then
RAUM +0.8% over the last fiscal year+6.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $484MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.0B, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.0B for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.82 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- M•••••• J••••• to E••••••••• C•••••• M••••••••• L•Sep 13, 2013 · Other
Joined, latest
- M•••••• J••••• from S•••••• N••••••• • C••••••• I•••••••••May 11, 2012 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••••• C•••••• M••••• F••• L• | Hedge Fund | $1.7B | 65 | Feb 14, 2012 |
| E•••••••• C•••••• E• L• M••••• F••• L••• | Hedge Fund | $991M | 24 | Jul 30, 2014 |
| E•••••••• C•••••• E••••• T••••••••• M••••• F••• L••• | Hedge Fund | $246M | 20 | Nov 3, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• M••••••••• •••• · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- K•••••• T•••• J•••• · Managing Membercontrolsince 03/2011 · owns 75% or more
- K••••• S••• · Chief Operating Officer/ Chief Financial Officercontrolsince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
- E•••••••• C•••••• P••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Austin, TX1 employees
- Oklahoma City, OK1 employees
What changed
consecutive filings, newest first
- Advisory employees · 10 to 12Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $3.9B to $4.0BMar 31, 2025 to Mar 31, 2026
- Employees · 17 to 19Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.8B to $4.8BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.9B to $4.0BMar 31, 2025 to Mar 31, 2026
- RAUM · $4.8B to $4.8BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 9 to 10Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $3.0B to $3.9BMar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.8B to $4.8BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.0B to $3.9BMar 28, 2024 to Mar 31, 2025
- RAUM · $3.8B to $4.8BMar 28, 2024 to Mar 31, 2025
- Assets in custody · $3.1B to $3.0BOct 25, 2023 to Mar 28, 2024
- Employees · 14 to 17Oct 25, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.0B to $3.8BOct 25, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.1B to $3.0BOct 25, 2023 to Mar 28, 2024
- RAUM · $4.0B to $3.8BOct 25, 2023 to Mar 28, 2024
- Assets in custody · $2.2B to $3.1BNov 3, 2022 to Mar 31, 2023
- Employees · 15 to 14Nov 3, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.9B to $4.0BNov 3, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.2B to $3.1BNov 3, 2022 to Mar 31, 2023
- RAUM · $2.9B to $4.0BNov 3, 2022 to Mar 31, 2023
- Accounts · 8 to 10Mar 31, 2022 to Nov 3, 2022
- Advisory employees · 8 to 9Mar 31, 2022 to Nov 3, 2022
- Pooled vehicle clients · 5 to 7Mar 31, 2022 to Nov 3, 2022
- Assets in custody · $1.7B to $2.2BMar 31, 2022 to Nov 3, 2022
- Employees · 14 to 15Mar 31, 2022 to Nov 3, 2022
- Private funds · 2 to 3Mar 31, 2022 to Nov 3, 2022
- Discretionary RAUM · $2.4B to $2.9BMar 31, 2022 to Nov 3, 2022
- Pooled vehicle RAUM · $1.7B to $2.2BMar 31, 2022 to Nov 3, 2022
- RAUM · $2.4B to $2.9BMar 31, 2022 to Nov 3, 2022
- Advisory employees · 7 to 8Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $1.5B to $1.7BMar 31, 2021 to Mar 31, 2022
- Employees · 13 to 14Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.0B to $2.4BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.5B to $1.7BMar 31, 2021 to Mar 31, 2022
- RAUM · $2.0B to $2.4BMar 31, 2021 to Mar 31, 2022
- Accounts · 6 to 8Mar 30, 2020 to Mar 31, 2021
- Advisory employees · 8 to 7Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 6 to 5Mar 30, 2020 to Mar 31, 2021
Signals
7 dated events
- E•••••••• C•••••• A••••••• L•• reported RAUM $4.8B, up 25% from $3.8B (2024-03-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Jon Larry Kassman (Chief Financial Officer And Chief Operating Officer) no longer on Schedule A of E•••••••• C•••••• A••••••• L•• (listed 2023-10-25, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- S••• K•••• (Chief Operating Officer/ Chief Financial Officer) appeared on Schedule A of E•••••••• C•••••• A••••••• L••Mar 28, 2024 · Control person joined · fact
- (Nmn) Michelina Cuccia (Chief Compliance Officer) appeared on Schedule A of E•••••••• C•••••• A••••••• L••Oct 25, 2023 · Control person joined · fact
- E•••••••• C•••••• A••••••• L•• reported RAUM $4.0B, up 37% from $2.9B (2022-11-03 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- E•••••••• C•••••• A••••••• L•• reported RAUM $2.3B, up 27% from $1.8B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- E•••••••• C•••••• A••••••• L•• reported RAUM $1.8B, up 26% from $1.4B (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/encompass-capital-advisors-llc/mycompanreportedpublic record, Form ADV, Sep 18, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-351-8450reportedpublic record, Form ADV, Apr 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026