RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• A• D•••••
- L••••••• A•••••••• L•• independent RIA currentsince Aug 12, 2010 · Yorkville, Il
- M•••••••• A••••••• S•••••••• L•• unclassifiedJan 8, 2009 to Dec 31, 2009 · Woodstock, Ga
- S•••••••• F••••••••• I••• formerOct 31, 2008 to Dec 31, 2008 · Woodstock, Ga
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedSep 19, 2006 to Oct 31, 2008 · Woodstock, Ga
- M•••••••• A••••••• S•••••••• L•• to L••••••• A•••••••• L••left Dec 31, 2009, registered Aug 12, 2010 (224 days) · Other
- S•••••••• F••••••••• I••• to M•••••••• A••••••• S•••••••• L••left Dec 31, 2008, registered Jan 8, 2009 (8 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to S•••••••• F••••••••• I•••left Oct 31, 2008, registered Oct 31, 2008 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address