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Registered advisor
C••• P••••••• M•••••••
Feed of 09/14/2026
Also filed as C P Mc Cauley
At current firm
3 y
since Sep 1, 2023
In the industry
23 y
since Jan 18, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Houston, Tx
- S•••••••• F••••••••• I••• formerAug 30, 2018 to Sep 1, 2023 · Houston, Tx
- N••• F•••••••• G••••• I••• formerJun 19, 2009 to Aug 30, 2018 · Houston, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 8, 2006 to Mar 11, 2009 · Katy, Tx
- M••••• S•••••• D• I••• unclassifiedJul 30, 2004 to Sep 12, 2006 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- N••• F•••••••• G••••• I••• to S•••••••• F••••••••• I•••left Aug 30, 2018, registered Aug 30, 2018 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to N••• F•••••••• G••••• I•••left Mar 11, 2009, registered Jun 19, 2009 (100 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 12, 2006, registered Sep 8, 2006 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address