RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• A••••• W••••••••
- C•••••• I••••••••• A•••••••• L•• independent RIA currentsince Jan 11, 2019 · Atlanta, Ga
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 26, 2012 to Jan 17, 2019 · Atlanta, Ga
- T• A••••••••• I••• formerApr 26, 2012 to Jan 17, 2019 · Atlanta, Ga
- E•••••• C•••••• M••••••••• L•• formerMar 11, 2009 to May 15, 2012 · Arlington, Va
- A••••••••• F•••••••• S•••••••• L•• national BDMay 6, 2003 to Jan 5, 2004 · Alpharetta, Ga
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 17, 2019, registered Apr 26, 2012 (-2457 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to C•••••• I••••••••• A•••••••• L••left Jan 17, 2019, registered Jan 11, 2019 (-6 days) · Other
- E•••••• C•••••• M••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left May 15, 2012, registered Apr 26, 2012 (-19 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••••• C•••••• M••••••••• L••left Jan 5, 2004, registered Mar 11, 2009 (1892 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address