DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capital Investment Advisors, LLC
Latest filing Aug 6, 2026
First filing on the tape Mar 13, 2012 · 108 filings
SEC status approved since Jul 7, 2011
RAUM
$8.2B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$8.2B individuals and HNW
Advisors
59
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
107
55 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
108 filings and snapshots on the tape
RAUM$8.2B as of Aug 6, 2026
Mar 13, 2012$885M then
HNW client RAUM$6.4B as of Aug 6, 2026
Feb 8, 2018$1.3B then
State-registered IARs (5.B.3)55 as of Aug 6, 2026
Feb 13, 201310 then
Employees (5.A)107 as of Aug 6, 2026
Feb 13, 201315 then
Private funds: no history
RAUM +30% over the last fiscal year+24% a year over threeIARs 50 to 55
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $478,925derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 8.4derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +28%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.8B, 1,693 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$6.4B78%
- Individuals$1.8B22%
- Pension and profit-sharing plans$17.6M0.2%
- Individual clients
- 3,552reported
- HNW clients
- 2,462reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17,148reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 1,693 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
59 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Wesley Hanes MossCertified Financial Planner | Atlanta, Ga | Jul 25, 2011 | 28 y | 5 |
| Bryan Justin ReaCertified Financial Planner | Atlanta, Ga | Jul 25, 2011 | 22 y | 2 |
| Mitchell Buddy ReinerCertified Financial Planner | Atlanta, Ga | Jul 25, 2011 | 20 y | 3 |
| Curt Edwin Klein | Atlanta, Ga | Jul 25, 2011 | 32 y | 2 |
| Matthew Ross ReinerCertified Financial Planner, Chartered Financial Analyst | Atlanta, Ga | Jul 25, 2011 | 17 y | 2 |
| Ryan Alexander Ely | Atlanta, Ga | Aug 1, 2011 | 17 y | 2 |
| James Mcmahon LewisCertified Financial Planner | Atlanta, Ga | Jan 7, 2014 | 13 y | 1 |
| William Christopher CibulasCertified Financial Planner | Atlanta, Ga | Dec 18, 2015 | 11 y | 0 |
| Kristin Beth Curcio | Atlanta, Ga | Dec 18, 2015 | 10 y | 0 |
| Connor Douglas Miller | Atlanta, Ga | Aug 16, 2016 | 11 y | 0 |
| Charles Harris LoweCertified Financial Planner | Atlanta, Ga | Jan 6, 2017 | 15 y | 2 |
| Joel Reagan DeanCertified Financial Planner | Atlanta, Ga | Feb 8, 2017 | 13 y | 1 |
| Bryant Daniel Abramowitz | Tampa, Fl | Oct 16, 2018 | 15 y | 4 |
| Edward Francis GoeppCertified Financial Planner | Atlanta, Ga | Dec 21, 2018 | 18 y | 2 |
| Everett Andrew WilkersonCertified Financial Planner | Atlanta, Ga | Jan 11, 2019 | 23 y | 4 |
| Andrew Howard BaragCertified Financial Planner | Atlanta, Ga | Jan 22, 2019 | 16 y | 4 |
| Michael E De La Garza | Atlanta, Ga | Mar 18, 2019 | 12 y | 1 |
| Christopher Matthew Pataky | Atlanta, Ga | Mar 18, 2019 | 16 y | 2 |
| Adria Erin Demeo | Atlanta, Ga | Jun 3, 2020 | 13 y | 2 |
| Matthew Aaron ClarkCertified Financial Planner | Atlanta, Ga | Feb 22, 2021 | 14 y | 3 |
| Brett David NoggleCertified Financial Planner, Chartered Financial Analyst | Atlanta, Ga | Jun 10, 2021 | 15 y | 0 |
| Jason Andrew Gove | Phoenix, Az | Nov 30, 2021 | 20 y | 3 |
| Drew Thomas Fear | Greenwood Village, Co | Jan 18, 2022 | 13 y | 1 |
| Rafael Tanobe RondinoCertified Financial Planner | Atlanta, Ga | Mar 18, 2022 | 11 y | 1 |
| Kevin RodgersCertified Financial Planner | Atlanta, Ga | Apr 6, 2022 | 16 y | 1 |
| Miller Childers MajorsCertified Financial Planner | Atlanta, Ga | Jun 14, 2022 | 12 y | 0 |
| Michael Christopher ParsonsChartered Financial Analyst | Atlanta, Ga | Jul 13, 2022 | 18 y | 2 |
| Banner Thomas ClarkCertified Financial Planner | Atlanta, Ga | Feb 7, 2023 | 12 y | 3 |
| Ryan Allen CurwickCertified Financial Planner, Chartered Financial Analyst | Atlanta, Ga | Mar 20, 2023 | 12 y | 3 |
| Camden Mckay Anderson | Atlanta, Ga | Apr 20, 2023 | 12 y | 0 |
| Min Jian YangCertified Financial Planner, Chartered Financial Consultant | Atlanta, Ga | May 18, 2023 | 15 y | 1 |
| Jeffrey William Keane | Atlanta, Ga | May 23, 2023 | 23 y | 1 |
| Benjamin Ross EzrineCertified Financial Planner | Atlanta, Ga | Sep 18, 2023 | 18 y | 3 |
| James Anderson Horn | Atlanta, Ga | Dec 26, 2023 | 11 y | 2 |
| Jonas Georg RoosCertified Financial Planner | Atlanta, Ga | Jan 9, 2024 | 21 y | 1 |
| Troy Ernest TomczakCertified Financial Planner | Atlanta, Ga | Feb 26, 2024 | 12 y | 0 |
| William Michael SkilesCertified Financial Planner | Greenwood Village, Co | Mar 5, 2024 | 15 y | 2 |
| Jeffrey Scott Lloyd | Mountain Brook, Al | Apr 15, 2024 | 16 y | 0 |
| Brenden James UrbanCertified Financial Planner | Atlanta, Ga | Apr 18, 2024 | 10 y | 5 |
| James Clarke MackCertified Financial Planner | Atlanta, Ga | Jul 29, 2024 | 10 y | 1 |
Advisor movement
3 left, 5 joined in 12 months
net +2 in 12 months1 left in 90 days3 joined in 90 daysdeparture rate 5.1% of current headcount6 left over 36 months
Left, latest
- Tanner John Sterk to Wela Strategies, Inc.Jun 29, 2026 · RIA to RIA
- Jackson Miles Dorris to Beacon Pointe Advisors, LLCFeb 2, 2026 · RIA to RIA
- Thomas Joseph Collins to Maiden Cove CapitalJan 9, 2026 · RIA to RIA
- Justin Dequan Brown to Strategic Wealth Investment Group, LLCAug 19, 2025 · RIA to RIA
- Thomas Oakley Moore to Arkadios Wealth AdvisorsFeb 13, 2024 · RIA to affiliated broker-dealer or bank
- Dillon Matthew Widdows to Accelerated Wealth Advisors LLCDec 14, 2023 · RIA to RIA
- Miguel Ortigao to Avantax Advisory ServicesJun 3, 2019 · RIA to affiliated broker-dealer or bank
- Todd Jason Trusso to J.P. Morgan Securities LLCJun 27, 2018 · RIA to wirehouse
- Howard Paul Alpern to Cpa Wealth Advisors, LLCSep 6, 2013 · Other
Joined, latest
- Mirza Nmi Duzel from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 13, 2026 · Wirehouse to independent RIA
- John David Doverspike from Ronald Blue & Co., LLCAug 10, 2026 · Other
- Matthew William Donley from Vanguard Advisers, Inc.Jun 30, 2026 · Affiliated broker-dealer or bank to independent RIA
- Mitchell Harrington Rossi from Invesco Advisers, Inc.Apr 16, 2026 · Other
- Justyn Marsalis Grady from Wela Strategies, Inc.Oct 2, 2025 · RIA to RIA
- Matthew Russell Lane from Wela Strategies, Inc.Aug 15, 2025 · RIA to RIA
- Jayden Rashon Durrah from Taverik Capital, LLCJul 1, 2025 · RIA to RIA
- Alex Richard Nuechterlein from Strategic Advisers LLCJun 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- Christopher James Kuzelka from Vanguard Advisers, Inc.Oct 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- Joseph Carter Mcdonald from Fidelity Personal And Workplace AdvisorsOct 2, 2024 · Affiliated broker-dealer or bank to independent RIA
- James Clarke Mack from Synovus Securities, Inc.Jul 29, 2024 · RIA to RIA
- Brenden James Urban from Wells Fargo AdvisorsApr 18, 2024 · Wirehouse to independent RIA
- William Michael Skiles from Empower Advisory Group, LLCMar 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jonas Georg Roos from Guidestone AdvisorsJan 9, 2024 · RIA to RIA
- James Anderson Horn from Fisher InvestmentsDec 26, 2023 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 10 joined from Wela Strategies, Inc.Dec 23, 2025 · Atlanta, Ga · Firm absorbed
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 15, 2019 · Denver, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Evans Holly Mallory · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- Douglas Connor Miller · Chief Investment Officercontrolsince 01/2024 · owns less than 5%
- Hanes Wesley Moss · Managing Partner, Chief Investment Strategistcontrolsince 02/2011 · owns less than 5%
- Ross Matthew Reiner · Managing Partnercontrolsince 06/2013 · owns less than 5%
- Buddy Mitchell Reiner · Managing Partnercontrolsince 02/2009 · owns less than 5%
- Lawrence Robert Sanders · Presidentcontrolsince 10/2024 · owns less than 5%
- Brannan Moss · Trusteecontrolsince 01/2020 · owns F of Amc Family Trust 1/1/2020
- Hanes Wesley Moss · Trusteecontrolsince 01/2020 · owns F of Amc Family Trust 1/1/2020
- Ross Matthew Reiner · Trusteecontrolsince 12/2009 · owns F of Swamp Rabbit Trust
- Ross Matthew Reiner · Trusteecontrolsince 12/2009 · owns F of Desert Cottontail Trust
- Buddy Mitchell Reiner · Trusteecontrolsince 12/2009 · owns F of Swamp Rabbit Trust
- Buddy Mitchell Reiner · Trusteecontrolsince 12/2009 · owns F of Desert Cottontail Trust
Entity owners
- Amc Family Trust 1/1/2020 · Memberdirect · owns 25% to 50%
- Capital Affiliate Holdings, LLC · Memberdirect · owns 75% or more
- Desert Cottontail Trust · Memberdirect · owns 25% to 50%
- Swamp Rabbit Trust · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Altera Ashland Storage Pa Gp LLCpooled vehicle sponsorn
- Altera Astra Fund I Gp LLCpooled vehicle sponsorn
- Altera Astra Fund II Gp, LLCpooled vehicle sponsorn
- Altera Battle Fund Gp LLCpooled vehicle sponsorn
- Altera Big Blue Pa 2 Gp, LLCpooled vehicle sponsorn
- Altera Big Blue Pa Gp, LLCpooled vehicle sponsorn
- Altera Blockchain Fund Gp LLCpooled vehicle sponsorn
- Altera Blue Sage Pa Gp, LLCpooled vehicle sponsorn
- Altera Boardwalk Ksi Pa Gp, LLCpooled vehicle sponsorn
- Altera Calibogue Pa II Gp, LLCpooled vehicle sponsorn
- Altera Chatham Pa Gp LLCpooled vehicle sponsorn
- Altera Defense Fund 2 Gp, LLCpooled vehicle sponsorn
- Altera Diversified Equity Cav I Gp LLCpooled vehicle sponsorn
- Altera Diversified Real Estate Cav I Manager LLCpooled vehicle sponsorn
- Altera Eagle Fund Gp LLCpooled vehicle sponsorn
- Altera Extended Stay Development Gp LLCpooled vehicle sponsorn
- Altera Gem I Pa Gp LLCpooled vehicle sponsorn
- Altera General Partner Ownership Fund Gp LLCpooled vehicle sponsorn
- Altera Good Growth Venture Pa Gp LLCpooled vehicle sponsorn
- Altera Growth Equity 2 Gp LLCpooled vehicle sponsorn
- Altera Growth Equity I Gp LLCpooled vehicle sponsorn
- Altera Heritage Partners Pa Gp LLCpooled vehicle sponsorn
- Altera Hungry Harvest Pa 2 Gp LLCpooled vehicle sponsorn
- Altera Ios Fund Gp LLCpooled vehicle sponsorn
- Altera Kendall Partners Pa Gp LLCpooled vehicle sponsorn
- Altera Level 5 Pa Gp LLCpooled vehicle sponsorn
- Altera Midwest Partners Pa Gp LLCpooled vehicle sponsorn
- Altera Ocean Avenue Pa Gp, LLCpooled vehicle sponsorn
- Altera Pa Spv I Gp, LLCpooled vehicle sponsorn
- Altera Private Access, LLCinvestment advisernRAUM $562M
Advisers that list Capital Investment Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 59 | 7 | 1 | ||
| Tampa, Fl | 7 | 1 | 1 | ||
| Greenwood Village, Co | 6 | 0 | 1 | ||
| Phoenix, Az | 5 | 1 | 0 | ||
| Dallas, Tx | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Tampa, FL6 employees
- Greenwood Village, CO4 employees
- Phoenix, AZ2 employees
- Dallas, TX2 employees
- , 1 employees
- Mountlake Terrace, WA1 employees
- Plano, TX1 employees
- Atlanta, GA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Aug 6, 2026related persons on Schedule D 7.A of 53.0 against a peer median of 6.0 (84 comparable advisers, 99.0th percentile, 15.9 robust deviations)peers: independent wealth managers, $5B to $20B (84) · 99% percentile
- control person changedChange between filings · filing Aug 6, 2026Moss, Brannan (TRUSTEE) left Schedule A between the filings of 2023-03-07 and 2026-08-06peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Advisory activities · 4 to 5Apr 22, 2026 to Aug 6, 2026
- Accounts · 13,529 to 17,148Jan 2, 2026 to Mar 19, 2026
- Advisory employees · 46 to 55Jan 2, 2026 to Mar 19, 2026
- HNW clients · 1,977 to 2,462Jan 2, 2026 to Mar 19, 2026
- Individual clients · 2,721 to 3,552Jan 2, 2026 to Mar 19, 2026
- Assets in custody · $1.2B to $1.8BJan 2, 2026 to Mar 19, 2026
- Employees · 99 to 107Jan 2, 2026 to Mar 19, 2026
- Insurance-licensed employees · 9 to 0Jan 2, 2026 to Mar 19, 2026
- State-registered IARs · 50 to 55Jan 2, 2026 to Mar 19, 2026
- Discretionary RAUM · $6.2B to $8.2BJan 2, 2026 to Mar 19, 2026
- HNW RAUM · $4.8B to $6.4BJan 2, 2026 to Mar 19, 2026
- Individual RAUM · $1.5B to $1.8BJan 2, 2026 to Mar 19, 2026
- Non-discretionary RAUM · $52.1M to $60.3MJan 2, 2026 to Mar 19, 2026
- Pension RAUM · $0 to $17.6MJan 2, 2026 to Mar 19, 2026
- RAUM · $6.3B to $8.2BJan 2, 2026 to Mar 19, 2026
- Related insurance company · true to falseNov 18, 2025 to Dec 22, 2025
- Financial planning clients · 0 to 0Aug 14, 2025 to Nov 18, 2025
- Accounts · 12,390 to 13,529Nov 20, 2024 to Mar 27, 2025
- HNW clients · 1,614 to 1,977Nov 20, 2024 to Mar 27, 2025
- Individual clients · 2,763 to 2,721Nov 20, 2024 to Mar 27, 2025
- Pension plan clients · 8.0 to unsetNov 20, 2024 to Mar 27, 2025
- Assets in custody · $1.5B to $1.2BNov 20, 2024 to Mar 27, 2025
- Employees · 80 to 99Nov 20, 2024 to Mar 27, 2025
- Insurance-licensed employees · 12 to 9Nov 20, 2024 to Mar 27, 2025
- State-registered IARs · 45 to 50Nov 20, 2024 to Mar 27, 2025
- Other offices · 8 to 6Nov 20, 2024 to Mar 27, 2025
- Discretionary RAUM · $5.3B to $6.2BNov 20, 2024 to Mar 27, 2025
- HNW RAUM · $3.8B to $4.8BNov 20, 2024 to Mar 27, 2025
- Individual RAUM · $1.5B to $1.5BNov 20, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $0 to $52.1MNov 20, 2024 to Mar 27, 2025
- RAUM · $5.3B to $6.3BNov 20, 2024 to Mar 27, 2025
- Advisory employees · 43 to 46Jan 30, 2024 to May 2, 2024
- State-registered IARs · 42 to 45Jan 30, 2024 to May 2, 2024
- Other offices · 7 to 8Jan 30, 2024 to May 2, 2024
- Accounts · 11,018 to 12,390Oct 19, 2023 to Jan 30, 2024
- Advisory employees · 34 to 43Oct 19, 2023 to Jan 30, 2024
- HNW clients · 1,311 to 1,614Oct 19, 2023 to Jan 30, 2024
- Individual clients · 2,660 to 2,763Oct 19, 2023 to Jan 30, 2024
- Pension plan clients · 10 to 8Oct 19, 2023 to Jan 30, 2024
- Assets in custody · $965M to $1.5BOct 19, 2023 to Jan 30, 2024
Signals
14 dated events
- Tanner John Sterk left Capital Investment Advisors, Llc for Wela Strategies, Inc. (registered 2025-08-05)Jun 29, 2026 · Advisor changed firm · fact
- Capital Investment Advisors, Llc reported RAUM $8.2B, up 30% from $6.3B (2026-01-02 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- Jackson Miles Dorris left Capital Investment Advisors, Llc for Beacon Pointe Advisors, Llc (registered 2026-02-24)Feb 2, 2026 · Advisor changed firm · fact
- Thomas Joseph Collins left Capital Investment Advisors, Llc for Maiden Cove Capital (registered 2026-01-15)Jan 9, 2026 · Advisor changed firm · fact
- Wela Strategies, Inc.'s advisors moved to Capital Investment Advisors, LLC (Atlanta, GA): 10 of 13 registered, on the same dayDec 23, 2025 · Firm absorbed (people side) · derived
- Justin Dequan Brown left Capital Investment Advisors, Llc for Strategic Wealth Investment Group, Llc (registered 2025-08-29)Aug 19, 2025 · Advisor changed firm · fact
- Thomas Oakley Moore left Capital Investment Advisors, Llc for Arkadios Wealth Advisors (registered 2024-03-19)Feb 13, 2024 · Advisor changed firm · fact
- Dillon Matthew Widdows left Capital Investment Advisors, Llc for Accelerated Wealth Advisors Llc (registered 2024-01-22)Dec 14, 2023 · Advisor changed firm · fact
- Capital Investment Advisors, Llc reported 6 offices beyond its principal office, down from 11 (2023-03-07 to 2023-05-02)May 2, 2023 · Office count change · derived
- Douglas Connor Miller (Co-Chief Investment Officer) appeared on Schedule A of Capital Investment Advisors, LlcMar 7, 2023 · Control person joined · fact
- Capital Investment Advisors, Llc reported RAUM $4.2B, up 31% from $3.2B (2021-11-30 to 2022-02-22)Feb 22, 2022 · RAUM change · derived
- Brannan Moss (Trustee) appeared on Schedule A of Capital Investment Advisors, LlcApr 23, 2020 · Control person joined · fact
- Capital Investment Advisors, Llc reported RAUM $2.9B, up 33% from $2.2B (2019-11-07 to 2020-01-27)Jan 27, 2020 · RAUM change · derived
- Capital Investment Advisors, Llc reported RAUM $2.1B, up 26% from $1.7B (2018-01-03 to 2018-02-08)Feb 8, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-531-0018reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/capital-investment-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- capital-fo.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-531-0018reportedpublic record, Form ADV, Aug 6, 2026
- Team page
- capital-fo.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026