J••• M••• D••••••

• O•••• I••••••••• I••• BD affiliated current
  since Aug 16, 2023 · Winchester, Va
• P•••• S••••••••• L•• no RAUM
  Jun 9, 2022 to Aug 24, 2023 · Fort Myers, Fl
• L•• F•••••••• L•• BD affiliated
  May 2, 2013 to Sep 8, 2015 · Fort Myers, Fl
• P••• A••••• S••••••••• L•• BD affiliated
  Apr 30, 2012 to May 9, 2013 · Ft Myers, Fl
• M•• F•••••••• S•••••••• I••• former
  Jan 12, 2009 to Mar 23, 2012 · Ft. Myers, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Mar 14, 2003 to Dec 18, 2008 · Ft Myers, Fl

• P•••• S••••••••• L•• to O•••• I••••••••• I•••
  left Aug 24, 2023, registered Aug 16, 2023 (-8 days) · Affiliated broker-dealer or bank to another
• L•• F•••••••• L•• to P•••• S••••••••• L••
  left Sep 8, 2015, registered Jun 9, 2022 (2466 days) · Other
• P••• A••••• S••••••••• L•• to L•• F•••••••• L••
  left May 9, 2013, registered May 2, 2013 (-7 days) · Other
• M•• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••
  left Mar 23, 2012, registered Apr 30, 2012 (38 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••
  left Dec 18, 2008, registered Jan 12, 2009 (25 days) · Other

• ••• Locked
  Aug 24, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address