RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• H••••• J••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 25, 2008 · Tampa, Fl
- B••• I••••••••• S•••••••• I••• formerJul 16, 2004 to Mar 24, 2008 · Belleair Bluffs, Fl
- M••••• S•••••• D• I••• unclassifiedApr 4, 2003 to Dec 4, 2003 · Port Richey, Fl
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Mar 24, 2008, registered Mar 25, 2008 (1 days) · Other
- M••••• S•••••• D• I••• to B••• I••••••••• S•••••••• I•••left Dec 4, 2003, registered Jul 16, 2004 (225 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address