RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• T••••• S•••
- B•• P•••••••• I••• BD affiliated currentsince Mar 1, 2012 · Cedar Rapids, Ia
- C• F•••••••• A••••••• unclassifiedMar 24, 2009 to Nov 19, 2012 · Provo, Ut
- I••••••••• F•••••••• G••••• L•• BD affiliatedOct 5, 2007 to Feb 1, 2008 · Lindon, Ut
- C• F•••••••• A••••••• to B•• P•••••••• I•••left Nov 19, 2012, registered Mar 1, 2012 (-263 days) · Other
- I••••••••• F•••••••• G••••• L•• to C• F•••••••• A•••••••left Feb 1, 2008, registered Mar 24, 2009 (417 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address