B•••••• A• M••••••

• I••••••••• F•••••••• P••••••• BD affiliated current
  since Jan 1, 2025 · Jacksonville Beach, Fl
• L•• F•••••••• L•• BD affiliated
  Sep 11, 2009 to Jul 15, 2019 · Jacksonville Beach, Fl
• M••••• S•••••• C••••••••• unclassified
  Jul 29, 2008 to Sep 23, 2009 · Boston, Ma
• A••••••• G•••••• S••••••••• I••••••••• unclassified
  Jan 7, 2004 to Jul 24, 2008 · Jacksonville Beach, Fl

• L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••
  left Jul 15, 2019, registered Jan 1, 2025 (1997 days) · RIA to affiliated broker-dealer or bank · moved with a team
• M••••• S•••••• C••••••••• to L•• F•••••••• L••
  left Sep 23, 2009, registered Sep 11, 2009 (-12 days) · corporate re-registration, not a move
• A••••••• G•••••• S••••••••• I••••••••• to M••••• S•••••• C•••••••••
  left Jul 24, 2008, registered Jul 29, 2008 (5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address