RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M•••••• K••••
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated currentsince Aug 29, 2012 · Orlando, Fl
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedJul 27, 2012 to Dec 31, 2015 · Tampa, Fl
- F•••• B•••••••• A••••••• L••••• unclassifiedMay 12, 2011 to Jul 30, 2012 · Clayton, Mo
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 17, 2005 to Sep 21, 2006 · Oak Lawn, Il
- B••• O•• S••••••••• C••••••••• unclassifiedMay 24, 2004 to Sep 2, 2004 · Oak Brook, Il
- A••••••••• F•••••••• S•••••••• L•• national BDMay 27, 2003 to May 25, 2004 · Lombard, Il
- F•••• B•••••••• A••••••• L••••• to I••••••••• A••••• I••••••••• M••••••••• L••left Jul 30, 2012, registered Jul 27, 2012 (-3 days) · Other
- F•••• T•••• S••••••••• I••• to F•••• B•••••••• A••••••• L•••••left Sep 21, 2006, registered May 12, 2011 (1694 days) · Other
- B••• O•• S••••••••• C••••••••• to F•••• T•••• S••••••••• I•••left Sep 2, 2004, registered Feb 17, 2005 (168 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••• O•• S••••••••• C•••••••••left May 25, 2004, registered May 24, 2004 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address