DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Abbas Haider
Feed of 09/15/2026
Also filed as Sean Abbas Haider
At current firm
0 y
since Nov 3, 2025
In the industry
23 y
since Apr 29, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Integrity Alliance, LLC BD affiliated currentsince Nov 3, 2025 · Urbandale, Ia
- Lion Street Advisors, LLC formerOct 22, 2025 to Nov 3, 2025 · Austin, Tx
- LPL Financial LLC BD affiliatedJul 12, 2006 to Sep 12, 2025 · Orient, Oh
- Banc One Securities Corporation unclassifiedAug 9, 2005 to Jul 5, 2006 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Lion Street Advisors, LLC to Integrity Alliance, LLCleft Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Lion Street Advisors, LLCleft Sep 12, 2025, registered Oct 22, 2025 (40 days) · Affiliated broker-dealer or bank to another
- Banc One Securities Corporation to LPL Financial LLCleft Jul 5, 2006, registered Jul 12, 2006 (7 days) · Other
Signals
- Sean Abbas Haider left Lpl Financial Llc for Lion Street Advisors, Llc (registered 2025-10-22)Sep 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address