DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• R••••• L••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••••• R L••••••
At current firm
11 y
since Jan 2, 2015
In the industry
36 y
since Jan 1, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••••• P••••••••• L•• state registered currentsince Jan 2, 2015 · Atlantic Beach, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedJun 21, 2011 to Nov 5, 2012 · Atlantic Beach, Fl
- B••• • B••• C•••••• A•••••••• L•• formerJun 27, 2003 to Jul 1, 2011
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to F•••••••• P••••••••• L••left Nov 5, 2012, registered Jan 2, 2015 (788 days) · Other
- B••• • B••• C•••••• A•••••••• L•• to I••••••••• F•••••••• P•••••••left Jul 1, 2011, registered Jun 21, 2011 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address