RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• L•••• B••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 9, 2021 · Troy, Mi
- S••••••••• A•••••• A•••••••• I••• formerDec 20, 2013 to Dec 9, 2021 · Berkley, Mi
- O••••••••• S••••••••• I••• BD affiliatedNov 23, 2009 to Dec 23, 2013 · Ferndale, Mi
- E•••••••• A•••••••• L•• national BDApr 16, 2008 to Aug 24, 2009 · Troy, Mi
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Dec 9, 2021, registered Dec 9, 2021 (0 days) · corporate re-registration, not a move
- O••••••••• S••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 23, 2013, registered Dec 20, 2013 (-3 days) · Other
- E•••••••• A•••••••• L•• to O••••••••• S••••••••• I•••left Aug 24, 2009, registered Nov 23, 2009 (91 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address