DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeffrey D Smith

Private Client Services, LLCBD affiliatedAppleton, Wi dual registrantIAPD 4624552

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Jeffrey David Smith

At current firm

6 y

since Jul 15, 2020

In the industry

23 y

since Jan 29, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/jeff-smith-mba-clu-chfc-83910areportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Private Client Services, LLC BD affiliated current
since Jul 15, 2020 · Rockville, Md
Bright Futures Wealth Management, LLC independent RIA
Jan 24, 2017 to Jul 24, 2020 · Webster, Ny
Cetera Advisors LLC former
Dec 3, 2010 to Dec 31, 2019 · Rockville, Md
Msi Financial Services, Inc. former
Dec 6, 2005 to Dec 16, 2010 · Olney, Md
Metlife Investment Fund Services LLC unclassified
Feb 20, 2003 to Dec 31, 2005 · Columbia, Md

Moves

a registration end followed by a registration begin elsewhere

Bright Futures Wealth Management, LLC to Private Client Services, LLC
left Jul 24, 2020, registered Jul 15, 2020 (-9 days) · RIA to RIA · moved with a team
Cetera Advisors LLC to Bright Futures Wealth Management, LLC
left Dec 31, 2019, registered Jan 24, 2017 (-1071 days) · Other · moved with a team
Msi Financial Services, Inc. to Cetera Advisors LLC
left Dec 16, 2010, registered Dec 3, 2010 (-13 days) · Other
Metlife Investment Fund Services LLC to Msi Financial Services, Inc.
left Dec 31, 2005, registered Dec 6, 2005 (-25 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address