DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Darren Jones
Feed of 09/14/2026
Also filed as Darren Patrick Jones
At current firm
14 y
since Oct 4, 2011
In the industry
22 y
since Sep 22, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Oct 4, 2011 · West Palm Beach, Fl
- Duncan-Williams, Inc. formerSep 17, 2009 to Sep 14, 2011 · Memphis (Shelby), Tn
- J.J.B. Hilliard, W.L. Lyons, LLC formerSep 28, 2006 to Sep 1, 2009 · Marion, Il
Moves
a registration end followed by a registration begin elsewhere
- Duncan-Williams, Inc. to J.P. Morgan Securities LLCleft Sep 14, 2011, registered Oct 4, 2011 (20 days) · Other
- J.J.B. Hilliard, W.L. Lyons, LLC to Duncan-Williams, Inc.left Sep 1, 2009, registered Sep 17, 2009 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address