RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• E••••• S••••
- S•• C•••••• M••••••••• state registered currentsince Jan 3, 2011 · Chicago, Il
- S•• C•••••• M••••••••• state registeredJan 3, 2011 to Dec 31, 2017 · Chicago, Il
- S•• C•••••• M••••••••• state registeredJan 3, 2011 to Dec 31, 2020 · Chicago, Il
- S•• C•••••• M••••••••• state registeredMay 23, 2007 to Dec 31, 2008 · Chicago, Il
- J•• C•••••• M••••••••• L•• unclassifiedMay 15, 2007 to Dec 31, 2008 · Chicago, Il
- H• B•••• I••• formerMar 30, 2006 to Mar 23, 2007 · Chicago, Il
- W••••••• F•••••••• S•••••••• I••• formerAug 23, 2004 to Nov 30, 2005 · Matteson, Il
- W•••••• • R••• formerApr 7, 2003 to Apr 14, 2004 · Evergreen Park, Il
- J•• C•••••• M••••••••• L•• to S•• C•••••• M•••••••••left Dec 31, 2008, registered May 23, 2007 (-588 days) · Other
- H• B•••• I••• to J•• C•••••• M••••••••• L••left Mar 23, 2007, registered May 15, 2007 (53 days) · Other
- W••••••• F•••••••• S•••••••• I••• to H• B•••• I•••left Nov 30, 2005, registered Mar 30, 2006 (120 days) · Other
- W•••••• • R••• to W••••••• F•••••••• S•••••••• I•••left Apr 14, 2004, registered Aug 23, 2004 (131 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address