DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A•••• C•••••

C•••••• S••••• • C••• I•••national BDFrisco, Tx dual registrantIAPD 4625357

Feed of 09/15/2026

Also filed as J••• C•••••

At current firm

4 y

since Jan 26, 2022

In the industry

17 y

since Feb 26, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Jan 26, 2022 · Frisco, Tx
T• A••••••••• I••• former
Apr 6, 2011 to Oct 14, 2022 · Westlake, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Apr 1, 2011 to Sep 7, 2023 · Fort Worth, Tx
C•••• I••••••••• S••••••• C•••• former
Jul 26, 2010 to Jan 6, 2011 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 3, 2009 to Mar 25, 2010 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Sep 7, 2023, registered Apr 6, 2011 (-4537 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 14, 2022, registered Jan 26, 2022 (-261 days) · channel change inside one enterprise, not a move
C•••• I••••••••• S••••••• C•••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 6, 2011, registered Apr 1, 2011 (85 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Mar 25, 2010, registered Jul 26, 2010 (123 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address