DFX Intelligence

RIA Intelligence

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Channel change (one enterprise)

10 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••

Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

independent RIAtono RAUMOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Benjamin M PettyFrisco, TxSep 7, 2023Feb 27, 2018
David Abed-RabbohWestlake, TxSep 7, 2023Jan 23, 2022
John Allen CarterHouston, TxSep 7, 2023Apr 6, 2011
Kelly Georgette GromollWestlake, TxSep 7, 2023Feb 27, 2018
Kevin Scott RichardsonWestlake, TxSep 7, 2023Jan 22, 2022
Matt Allen HarrelsonWestlake, TxSep 7, 2023Jan 22, 2022
Patrick Scott FreelandWestlake, TxSep 7, 2023Sep 1, 2022
Paul Urquidez DominguezFort Worth, TxSep 7, 2023Feb 27, 2018
Riley A BlankmanWestlake, TxSep 7, 2023Aug 20, 2021
Spencer Glen GillandSouthlake, TxSep 7, 2023Jan 11, 2010
The rule
Registrations ended
Sep 7, 2023
Registered next
Jan 11, 2010 to Sep 1, 2022
Branch state
TX
Cities
5, most in Westlake, Tx
Registered there that day
741 (people still on IAPD; an estimate)
Share of that headcount
1.3%
One enterprise because
one firm's name is the other's with a word added
Succession by the destination
none on the tape
Other teams out of T• A••••••••• I••••••••• M••••••••• L••Other teams into T• A••••••••• I•••