RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• C•••
- A••••••• A••••••• S•••••••• L•• BD affiliated currentsince May 28, 2026 · Pittsburgh, Pa
- L•• F•••••••• L•• BD affiliatedMay 15, 2025 to May 14, 2026 · Beaver, Pa
- C••• F•••••••• S•••••••• L••• formerAug 28, 2024 to May 15, 2025 · Monaca, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 16, 2024 to Aug 26, 2024 · Sewickley, Pa
- C•••••• S••••• • C••• I••• national BDApr 3, 2020 to Jan 10, 2024 · Cranberry Township, Pa
- P•• W••••• M••••••••• BD affiliatedAug 6, 2019 to Mar 24, 2020 · Pittsburgh, Pa
- C••••••• S••••••••• I••• BD affiliatedOct 24, 2014 to Jan 8, 2018 · Monroeville, Pa
- O••••••••• • C•• I••• BD affiliatedJul 20, 2012 to Jun 3, 2013 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedFeb 23, 2011 to Jul 24, 2012 · Beaver, Pa
- L•• F•••••••• L•• to A••••••• A••••••• S•••••••• L••left May 14, 2026, registered May 28, 2026 (14 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• F•••••••• S•••••••• L•••left Aug 26, 2024, registered Aug 28, 2024 (2 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 10, 2024, registered Jul 16, 2024 (188 days) · Affiliated broker-dealer or bank to wirehouse
- P•• W••••• M••••••••• to C•••••• S••••• • C••• I•••left Mar 24, 2020, registered Apr 3, 2020 (10 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to P•• W••••• M•••••••••left Jan 8, 2018, registered Aug 6, 2019 (575 days) · Affiliated broker-dealer or bank to another · moved with a team
- O••••••••• • C•• I••• to C••••••• S••••••••• I•••left Jun 3, 2013, registered Oct 24, 2014 (508 days) · Other
- P•• W••••• M••••••••• to O••••••••• • C•• I•••left Jul 24, 2012, registered Jul 20, 2012 (-4 days) · Other
- R•••••• C••• left L•• F•••••••• L•• for A••••••• A••••••• S•••••••• L•• (registered 2026-05-28)May 14, 2026 · Advisor changed firm · fact
- R•••••• C••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••• F•••••••• S•••••••• L••• (registered 2024-08-28)Aug 26, 2024 · Advisor changed firm · fact
- R•••••• C••• left C•••••• S••••• • C••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-07-16)Jan 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address