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Registered advisor
K••••••• S• P•••••
Feed of 09/15/2026
Also filed as Kimberly Sue Mills
At current firm
8 y
since Jun 22, 2018
In the industry
18 y
since Apr 7, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 22, 2018 · Newton Falls, Oh
- I••••••••• P••••••••• I••• formerMay 8, 2013 to Sep 25, 2018 · Warren, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to May 7, 2013 · Ravenna, Oh
- C•••• I••••••••• S••••••• C•••• formerApr 10, 2008 to Oct 1, 2012 · Cuyahoga Falls, Oh
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 25, 2018, registered Jun 22, 2018 (-95 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to I••••••••• P••••••••• I•••left May 7, 2013, registered May 8, 2013 (1 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address