DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter M. Mcmahon
Certified Financial Planner
Feed of 09/14/2026
Also filed as Pete Mcmahon
At current firm
1 y
since Jan 24, 2025
In the industry
22 y
since Nov 18, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jan 24, 2025 · San Diego, Ca
- Osaic Fa, Inc. formerDec 14, 2023 to Jan 24, 2025 · La Jolla, Ca
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Dec 7, 2023 · San Diego, Ca
- Chase Investment Services Corp. formerJul 14, 2010 to Oct 1, 2012 · San Diego, Ca
- Td Ameritrade Investment Management, LLC formerMay 1, 2007 to Feb 25, 2009 · San Diego, Ca
- Td Ameritrade, Inc. formerMay 1, 2007 to Feb 25, 2009 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fa, Inc. to Osaic Wealth, Inc.left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Osaic Fa, Inc.left Dec 7, 2023, registered Dec 14, 2023 (7 days) · Wirehouse to affiliated broker-dealer or bank
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Feb 25, 2009, registered May 1, 2007 (-666 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Feb 25, 2009, registered May 1, 2007 (-666 days) · channel change inside one enterprise, not a move
Signals
- Peter M. Mcmahon left J.P. Morgan Securities Llc for Osaic Fa, Inc. (registered 2023-12-14)Dec 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address