DFX Intelligence
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Registered advisor
J••• C••••• B•••••
Feed of 09/15/2026
At current firm
7 y
since Apr 30, 2019
In the industry
23 y
since Apr 15, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Apr 30, 2019 · Miami, Fl
- L•• F•••••••• L•• BD affiliatedAug 5, 2014 to Apr 18, 2019 · Virginia Gardens, Fl
- H••• S••••••••• •••• I••• BD affiliatedFeb 26, 2013 to Apr 23, 2014 · Miami, Fl
- W•••• F•••• A••••••• wirehouseJun 17, 2010 to Dec 4, 2012 · Miami, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 1, 2010 to May 20, 2010 · New York, Ny
- U•• I••••••••• I••• unclassifiedDec 24, 2009 to Jan 1, 2010 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• G••••• M•••••• I•••left Apr 18, 2019, registered Apr 30, 2019 (12 days) · RIA to affiliated broker-dealer or bank
- H••• S••••••••• •••• I••• to L•• F•••••••• L••left Apr 23, 2014, registered Aug 5, 2014 (104 days) · Other
- W•••• F•••• A••••••• to H••• S••••••••• •••• I•••left Dec 4, 2012, registered Feb 26, 2013 (84 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left May 20, 2010, registered Jun 17, 2010 (28 days) · Wirehouse to wirehouse
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address