RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••• F•••••
- D••••••••• L•• independent RIA currentsince Aug 5, 2024 · Wilmington, De
- D••••••••• L•• formerSep 9, 2019 to Nov 4, 2024 · Wilmington, De
- L•••••• I••••••••• independent RIAApr 21, 2011 to Aug 15, 2019 · Fort Washington, Pa
- W•••••• • R••• formerAug 4, 2003 to Apr 22, 2005 · Chadd'S Ford, Pa
- D••••••••• L•• to D••••••••• L••left Nov 4, 2024, registered Aug 5, 2024 (-91 days) · channel change inside one enterprise, not a move · moved with a team
- L•••••• I••••••••• to D••••••••• L••left Aug 15, 2019, registered Sep 9, 2019 (25 days) · Affiliated broker-dealer or bank to independent RIA
- W•••••• • R••• to L•••••• I•••••••••left Apr 22, 2005, registered Apr 21, 2011 (2190 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address