DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• A••••• B••••••

C••••••independent RIAIndianapolis, InIA-onlyIAPD 4629336

Feed of 09/14/2026

At current firm

0 y

since Jun 22, 2026

In the industry

23 y

since Apr 17, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• independent RIA current
since Jun 22, 2026 · Indianapolis, In
V•••••• C•••••• M••••••••• L• former
Nov 21, 2024 to Jun 16, 2026 · Fishers, In
B••••••• R•••• A•••••••• I••• former
Jul 16, 2007 to Feb 21, 2025 · Fishers, In
A• G• E•••••• • S•••• I••• unclassified
Apr 21, 2003 to Jul 12, 2007 · Greenwood, In

Moves

a registration end followed by a registration begin elsewhere

V•••••• C•••••• M••••••••• L• to C••••••
left Jun 16, 2026, registered Jun 22, 2026 (6 days) · RIA to RIA · moved with a team
B••••••• R•••• A•••••••• I••• to V•••••• C•••••• M••••••••• L•
left Feb 21, 2025, registered Nov 21, 2024 (-92 days) · RIA to RIA · moved with a team
A• G• E•••••• • S•••• I••• to B••••••• R•••• A•••••••• I•••
left Jul 12, 2007, registered Jul 16, 2007 (4 days) · Other

Signals

T••••• A••••• B•••••• left V•••••• C•••••• M••••••••• L• for Corient (registered 2026-06-22)
Jun 16, 2026 · Advisor changed firm · fact
T••••• A••••• B•••••• left B••••••• R•••• A•••••••• I••• for V•••••• C•••••• M••••••••• L• (registered 2024-11-21)
Feb 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address