DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Jeffrey Brown
Feed of 09/14/2026
Also filed as Jeff Brown
At current firm
10 y
since Aug 11, 2016
In the industry
23 y
since Apr 3, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Truist Advisory Services, Inc. BD affiliated currentsince Aug 11, 2016 · Severna Park, Md
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 14, 2007 to Aug 12, 2016 · Easton, Md
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Sep 18, 2007 · Easton, Md
- Morgan Stanley Dw Inc. unclassifiedJul 12, 2005 to Apr 2, 2007 · Easton, Md
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Truist Advisory Services, Inc.left Aug 12, 2016, registered Aug 11, 2016 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- Morgan Stanley & Co. LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 18, 2007, registered Sep 14, 2007 (-4 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address