RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• D••••• G•••••••
- C••••• P••••••• L•• independent RIA currentsince Apr 4, 2023 · San Francisco, Ca
- G•••••• P••••••• G••••• I•• state registeredNov 28, 2006 to Apr 3, 2023 · Menlo Park, Ca
- B•••••••• R••••• • F•••••••• I••• independent RIAMar 12, 2003 to Mar 12, 2007 · Menlo Park, Ca
- G•••••• P••••••• G••••• I•• to C••••• P••••••• L••left Apr 3, 2023, registered Apr 4, 2023 (1 days) · Other · moved with a team
- B•••••••• R••••• • F•••••••• I••• to G•••••• P••••••• G••••• I••left Mar 12, 2007, registered Nov 28, 2006 (-104 days) · Other
- A•• D••••• G••••••• left G•••••• P••••••• G••••• I•• for C••••• P••••••• L•• (registered 2023-04-04)Apr 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address