D••••• C•••• R•••

U•• F•••••••• S••••••• I•••wirehouseSan Diego, Cadual registrantIAPD 4630741

Certified Financial Planner

Feed of 09/14/2026

Also filed as D••••• C•••• R••••••••• R•••

At current firm

7 y

since Mar 12, 2019

In the industry

23 y

since May 28, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Mar 12, 2019 · San Diego, Ca
M••••• G••••• A••••••• I••• independent RIA
Jul 3, 2008 to Mar 8, 2019 · San Diego, Ca
M••••• A••••••• unclassified
May 29, 2003 to Jun 30, 2008 · Santa Barbara, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• G••••• A••••••• I••• to U•• F•••••••• S••••••• I•••
left Mar 8, 2019, registered Mar 12, 2019 (4 days) · RIA to wirehouse · moved with a team
M••••• A••••••• to M••••• G••••• A••••••• I•••
left Jun 30, 2008, registered Jul 3, 2008 (3 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address