RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J•• S••••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Jul 1, 2019 · Reston, Va
- M•• W••••• M••••••••• L•• formerOct 20, 2016 to Jun 28, 2019 · Bethesda, Md
- M•• W••••• M••••••••• L•• formerNov 22, 2010 to Dec 31, 2015 · Bethesda, Md
- K••• P•••• A•••••••• L•• formerAug 23, 2007 to Nov 23, 2010 · Vienna, Va
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMJan 30, 2003 to Feb 10, 2004 · Mclean, Va
- M•• W••••• M••••••••• L•• to M•• C•••••• M••••••••• L••left Jun 28, 2019, registered Jul 1, 2019 (3 days) · RIA to RIA · moved with a team
- K••• P•••• A•••••••• L•• to M•• W••••• M••••••••• L••left Nov 23, 2010, registered Nov 22, 2010 (-1 days) · Other
- E•••• • Y•••• I••••••••• A••••••• L•• to K••• P•••• A•••••••• L••left Feb 10, 2004, registered Aug 23, 2007 (1290 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address