RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• B••••••• B•••••
- G••• L••• A•••••••• L•• independent RIA currentsince Oct 18, 2019 · Pittsburgh, Pa
- C••••••• S••••••••• I••• BD affiliatedJan 12, 2016 to Oct 4, 2019 · Pittsburgh, Pa
- L•• F•••••••• L•• BD affiliatedMar 6, 2013 to Dec 18, 2015 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedSep 9, 2011 to Mar 13, 2013 · Oakdale, Pa
- F•••• T•••• S••••••••• I••• BD affiliatedMay 19, 2009 to Sep 2, 2011 · Pittsburgh, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 23, 2008 to May 27, 2009 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 8, 2006 to Oct 26, 2007 · Pittsburgh, Pa
- C••••••• S••••••••• I••• to G••• L••• A•••••••• L••left Oct 4, 2019, registered Oct 18, 2019 (14 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to C••••••• S••••••••• I•••left Dec 18, 2015, registered Jan 12, 2016 (25 days) · Other
- P•• W••••• M••••••••• to L•• F•••••••• L••left Mar 13, 2013, registered Mar 6, 2013 (-7 days) · Other
- F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••left Sep 2, 2011, registered Sep 9, 2011 (7 days) · Other
- C•••••••• G••••• M•••••• I••• to F•••• T•••• S••••••••• I•••left May 27, 2009, registered May 19, 2009 (-8 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Oct 26, 2007, registered Apr 23, 2008 (180 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address