RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• R••• E••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jun 21, 2019 · Boca Raton, Fl
- S• S••••• formerAug 21, 2015 to Mar 29, 2016 · Boca Raton, Fl
- S•••••••• G••••• A•••• M••••••••• L•• formerJun 11, 2008 to May 31, 2019 · Boca Raton, Fl
- E••• M• F••••• A••••••••• unclassifiedMay 22, 2003 to Aug 30, 2004 · Miami, Fl
- S•••••••• G••••• A•••• M••••••••• L•• to S• S•••••left May 31, 2019, registered Aug 21, 2015 (-1379 days) · Other · moved with a team
- S• S••••• to F•••• P••••••• W•••••• L••left Mar 29, 2016, registered Jun 21, 2019 (1179 days) · Other · moved with a team
- E••• M• F••••• A••••••••• to S•••••••• G••••• A•••• M••••••••• L••left Aug 30, 2004, registered Jun 11, 2008 (1381 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address