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RIA Intelligence
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Registered advisor
R•••••• J•••• G••••••
Feed of 09/14/2026
Also filed as R•••••• J•••• G••••••
At current firm
3 y
since Sep 29, 2022
In the industry
23 y
since May 14, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 29, 2022 · Allentown, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDDec 5, 2008 to Oct 4, 2022 · Center Valley, Pa
- W•••• F•••• A••••••• wirehouseSep 28, 2004 to Dec 9, 2008 · Allentown, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDJul 18, 2003 to Sep 23, 2004 · Allentown, Pa
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Oct 4, 2022, registered Sep 29, 2022 (-5 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Dec 9, 2008, registered Dec 5, 2008 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Sep 23, 2004, registered Sep 28, 2004 (5 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- R•••••• J•••• G•••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2022-09-29)Oct 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address