RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L••• C••••
- M•••••••• F•••••••• P•••••••• L•• independent RIA currentsince Apr 22, 2016 · York, Me
- M•••••••• F•••••••• P•••••••• L•• formerFeb 2, 2016 to Aug 11, 2016 · Dunstable, Ma
- M•••••••• F•••••••• P•••••••• I••• unclassifiedApr 15, 2003 to Aug 11, 2016 · Dunstable, Ma
- M•••••••• F•••••••• P•••••••• L•• to M•••••••• F•••••••• P•••••••• L••left Aug 11, 2016, registered Apr 22, 2016 (-111 days) · channel change inside one enterprise, not a move
- M•••••••• F•••••••• P•••••••• I••• to M•••••••• F•••••••• P•••••••• L••left Aug 11, 2016, registered Feb 2, 2016 (-191 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address