DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Milestone Financial Planning, LLC
Latest filing Apr 24, 2026
First filing on the tape Mar 31, 2016 · 46 filings
SEC status approved since Apr 22, 2016
RAUM
$590M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$588M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$49.2M
derived; firm RAUM over IAPD count
Employees
23
12 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$590M as of Apr 24, 2026
Feb 20, 2017$157M then
HNW client RAUM$540M as of Apr 24, 2026
Mar 7, 2018$142M then
State-registered IARs (5.B.3)12 as of Apr 24, 2026
Feb 20, 20173 then
Employees (5.A)23 as of Apr 24, 2026
Feb 20, 20175 then
Private funds: no history
RAUM +21% over the last fiscal year+19% a year over threeIARs 11 to 12
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
- RAUM per advisor
- $49.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $482,658derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 2.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +9.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $223M, 127 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$540M92%
- Individuals$48.0M8.1%
- Charitable organizations$2.1M0.4%
- Individual clients
- 77reported
- HNW clients
- 180reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,223reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $223M for 127 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jennifer Lise ClimoCertified Financial Planner | Bedford, Nh | Apr 22, 2016 | 24 y | 2 |
| Jean FullertonCertified Financial Planner | Bedford, Nh | Apr 22, 2016 | 23 y | 2 |
| Jonathan Christian HarringtonCertified Financial Planner | Bedford, Nh | Aug 29, 2016 | 10 y | 0 |
| Kyle Christopher LabelleCertified Financial Planner | Bedford, Nh | Jul 7, 2021 | 13 y | 0 |
| Kathryn Karen Lund-WildeCertified Financial Planner | Westford, Ma | Oct 20, 2021 | 37 y | 2 |
| Steven Lee JacobsmeierCertified Financial Planner, Chartered Financial Consultant | Bedford, Nh | Feb 23, 2023 | 27 y | 5 |
| Evan William MarquisCertified Financial Planner | Stratham, Nh | Jun 7, 2023 | 14 y | 0 |
| Garrett J. ClimoCertified Financial Planner | Bedford, Nh | Jun 10, 2023 | 14 y | 0 |
| Kathryn Elizabeth Wiggins | Bedford, Nh | Oct 20, 2023 | 13 y | 0 |
| Daniel Benjamin KoppelCertified Financial Planner | Bedford, Nh | Feb 5, 2024 | 18 y | 0 |
| Cameron Philip BarkerCertified Financial Planner | Stratham, Nh | Mar 28, 2024 | 13 y | 0 |
| Cory Michael Sarkisian | Bedford, Nh | May 6, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Eric Ryan Gregory to Ballentine PartnersAug 25, 2025 · RIA to RIA
- Mckeea M Fields to LPL Financial LLCAug 31, 2023 · RIA to affiliated broker-dealer or bank
- Nicholas Connor Prigitano to Family FinancialMar 16, 2023 · RIA to RIA
Joined, latest
- Steven Lee Jacobsmeier from Origin Investment Advisory LLCFeb 23, 2023 · RIA to RIA
- Mckeea M Fields from Morgan StanleyOct 10, 2022 · Wirehouse to independent RIA
- Kathryn Karen Lund-Wilde from Mosaic Financial Advisors, LLCOct 20, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lise Jennifer Climo · Manager, Chief Executive Officer And Chief Compliance Officercontrolsince 02/2016 · owns 25% to 50%
- Christian Jonathan Harrington · Managercontrolsince 01/2021 · owns less than 5%
- Karen Kathryn Lund-Wilde · Managercontrolsince 12/2021 · owns less than 5%
- Christian Jonathan Harrington · Trusteecontrolsince 05/2024 · owns F of Granite Fields Revocable Trust
- Karen Kathryn Lund-Wilde · Trusteecontrolsince 10/2018 · owns F of Kathryn K. Lund Family Trust
- Jane Rosa · Trusteesince 05/2024 · owns F of Granite Fields Revocable Trust
- Carl Eric Wilde · Trusteesince 10/2018 · owns F of Kathryn K. Lund Family Trust
Entity owners
- Granite Fields Revocable Trust · Memberdirect · owns 25% to 50%
- Kathryn K. Lund Family Trust · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Jennifer L Climo Cpa Pcinsurancen
- Kathryn K. Lund, Cpa Pcinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bedford, Nh · principal | 11 | 1 | 0 | ||
| York, Me | 5 | 0 | 0 | ||
| Stratham, Nh | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Westford, MA2 employees
- Peterborough, NH1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,035 to 1,223Feb 14, 2025 to Feb 10, 2026
- Advisory employees · 11 to 12Feb 14, 2025 to Feb 10, 2026
- HNW clients · 166 to 180Feb 14, 2025 to Feb 10, 2026
- Individual clients · 76 to 77Feb 14, 2025 to Feb 10, 2026
- Assets in custody · $215M to $223MFeb 14, 2025 to Feb 10, 2026
- Employees · 20 to 23Feb 14, 2025 to Feb 10, 2026
- State-registered IARs · 11 to 12Feb 14, 2025 to Feb 10, 2026
- Discretionary RAUM · $487M to $590MFeb 14, 2025 to Feb 10, 2026
- HNW RAUM · $442M to $540MFeb 14, 2025 to Feb 10, 2026
- Individual RAUM · $43.1M to $48.0MFeb 14, 2025 to Feb 10, 2026
- RAUM · $487M to $590MFeb 14, 2025 to Feb 10, 2026
- Accounts · 929 to 1,035Aug 5, 2024 to Feb 14, 2025
- Advisory employees · 10 to 11Aug 5, 2024 to Feb 14, 2025
- HNW clients · 151 to 166Aug 5, 2024 to Feb 14, 2025
- Individual clients · 75 to 76Aug 5, 2024 to Feb 14, 2025
- Assets in custody · $15.0M to $215MAug 5, 2024 to Feb 14, 2025
- Employees · 16 to 20Aug 5, 2024 to Feb 14, 2025
- Financial planning clients · 101-250 to 101-250Aug 5, 2024 to Feb 14, 2025
- State-registered IARs · 10 to 11Aug 5, 2024 to Feb 14, 2025
- Discretionary RAUM · $424M to $487MAug 5, 2024 to Feb 14, 2025
- HNW RAUM · $380M to $442MAug 5, 2024 to Feb 14, 2025
- Individual RAUM · $42.1M to $43.1MAug 5, 2024 to Feb 14, 2025
- RAUM · $424M to $487MAug 5, 2024 to Feb 14, 2025
- Accounts · 919 to 929Nov 9, 2023 to Jan 31, 2024
- Advisory employees · 8 to 10Nov 9, 2023 to Jan 31, 2024
- Charity clients · 7.0 to unsetNov 9, 2023 to Jan 31, 2024
- HNW clients · 139 to 151Nov 9, 2023 to Jan 31, 2024
- Individual clients · 77 to 75Nov 9, 2023 to Jan 31, 2024
- Assets in custody · $96.5M to $15.0MNov 9, 2023 to Jan 31, 2024
- Employees · 13 to 16Nov 9, 2023 to Jan 31, 2024
- State-registered IARs · 8 to 10Nov 9, 2023 to Jan 31, 2024
- Other offices · 3 to 4Nov 9, 2023 to Jan 31, 2024
- Discretionary RAUM · $353M to $424MNov 9, 2023 to Jan 31, 2024
- HNW RAUM · $312M to $380MNov 9, 2023 to Jan 31, 2024
- Individual RAUM · $38.9M to $42.1MNov 9, 2023 to Jan 31, 2024
- RAUM · $353M to $424MNov 9, 2023 to Jan 31, 2024
- Accounts · 842 to 919Nov 17, 2022 to Feb 23, 2023
- Advisory employees · 7 to 8Nov 17, 2022 to Feb 23, 2023
- HNW clients · 127 to 139Nov 17, 2022 to Feb 23, 2023
- Individual clients · 88 to 77Nov 17, 2022 to Feb 23, 2023
Signals
10 dated events
- Jonathan Christian Harrington added a ME registration at Milestone Financial Planning, LlcSep 15, 2026 · New state registration · fact
- Eric Ryan Gregory left Milestone Financial Planning, Llc for Ballentine Partners (registered 2026-02-19)Aug 25, 2025 · Advisor changed firm · fact
- Mckeea M Fields left Milestone Financial Planning, Llc for Lpl Financial Llc (registered 2023-11-03)Aug 31, 2023 · Advisor changed firm · fact
- Nicholas Connor Prigitano left Milestone Financial Planning, Llc for Family Financial (registered 2023-09-13)Mar 16, 2023 · Advisor changed firm · fact
- Milestone Financial Planning, Llc reported RAUM $382.8M, up 55% from $246.2M (2022-01-02 to 2022-02-19)Feb 19, 2022 · RAUM change · derived
- Karen Kathryn Lund-Wilde (Manager) appeared on Schedule A of Milestone Financial Planning, LlcFeb 19, 2022 · Control person joined · fact
- Jean Fullerton (Manager) no longer on Schedule A of Milestone Financial Planning, Llc (listed 2022-01-02, absent 2022-02-19)Feb 19, 2022 · Control person left · inference
- Christian Jonathan Harrington (Manager) appeared on Schedule A of Milestone Financial Planning, LlcFeb 26, 2021 · Control person joined · fact
- Milestone Financial Planning, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 31, 2016 · Succession (Item 4) · fact
- Milestone Financial Planning, Llc filed its initial SEC registration (Form ADV)Mar 31, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@milestonefinancialplanning.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 603-589-8010reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/27204866reportedpublic record, Form ADV, Sep 18, 2026
- Website
- MILESTONEFINANCIALPLANNING.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 603-589-8010reportedpublic record, Form ADV, Apr 24, 2026
- Contact form
- milestonefinancialplanning.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026