RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• M•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 29, 2026 · Palm Beach, Fl
- L•• E••••••••• L•• BD affiliatedJun 3, 2025 to Jun 4, 2026 · Jupiter, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 23, 2019 to May 20, 2025 · Walnut Creek, Ca
- J••• M••••• S••••••••• L•• wirehouseJul 12, 2017 to Jul 24, 2019 · Berkeley, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2013 to Jun 19, 2017 · Raleigh, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 1, 2012 to Feb 25, 2013 · Chapel Hill, Nc
- L•• E••••••••• L•• to J••• M••••• S••••••••• L••left Jun 4, 2026, registered Jul 29, 2026 (55 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• E••••••••• L••left May 20, 2025, registered Jun 3, 2025 (14 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 24, 2019, registered Aug 23, 2019 (30 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jun 19, 2017, registered Jul 12, 2017 (23 days) · Wirehouse to wirehouse · moved with a team
- T•••••• M••••• left L•• E••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-07-29)Jun 4, 2026 · Advisor changed firm · fact
- T•••••• M••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• E••••••••• L•• (registered 2025-06-03)May 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address