D•••••• F•••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since Nov 7, 2024 · Orange, Ca
• L•• F•••••••• L•• BD affiliated
  Jun 12, 2007 to Nov 15, 2024 · Fullerton, Ca
• T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
  May 12, 2006 to Jun 7, 2007 · Woodland Hills, Ca
• L•• F•••••••• L•• BD affiliated
  Aug 31, 2005 to May 4, 2006 · Orlando, Fl

• L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Nov 15, 2024, registered Nov 7, 2024 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
• T• R••• P•••• A••••••• S•••••••• I••• to L•• F•••••••• L••
  left Jun 7, 2007, registered Jun 12, 2007 (5 days) · Other
• L•• F•••••••• L•• to T• R••• P•••• A••••••• S•••••••• I•••
  left May 4, 2006, registered May 12, 2006 (8 days) · Other

• ••• Locked
  Nov 15, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address