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Registered advisor
J••••••• M••• L•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••••• M••• L•••••
At current firm
13 y
since Oct 1, 2012
In the industry
23 y
since Apr 18, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Oct 1, 2012 · Pasadena, Ca
- U••• B•••••• I••••••••• I••• formerAug 13, 2010 to Oct 1, 2012 · Anaheim, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedOct 9, 2008 to Aug 17, 2010 · Riverside, Ca
- E••••• J•••• national BDFeb 27, 2007 to Sep 24, 2008 · Placentia, Ca
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to E••••• J••••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · Other
- U••• B•••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••left Aug 17, 2010, registered Aug 13, 2010 (-4 days) · Other
- E••••• J•••• to U••• B•••••• A•••••••• L••left Sep 24, 2008, registered Oct 9, 2008 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address