RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Mar 11, 2026 · St. Louis, Mo
- W•••• F•••• I••••••••• I••••••••• I••• bank affiliatedMar 14, 2024 to Feb 23, 2026 · Saint Louis, Mo
- W•••• F•••• A••••••• wirehouseJun 6, 2019 to Mar 23, 2022 · St. Louis, Mo
- W•••• F•••• I••••••••• I••••••••• I••• to W•••• F•••• A•••••••left Feb 23, 2026, registered Mar 11, 2026 (16 days) · RIA to wirehouse
- W•••• F•••• A••••••• to W•••• F•••• I••••••••• I••••••••• I•••left Mar 23, 2022, registered Mar 14, 2024 (722 days) · Wirehouse to independent RIA · moved with a team
- M••• E• H••••• left W•••• F•••• I••••••••• I••••••••• I••• for W•••• F•••• A••••••• (registered 2026-03-11)Feb 23, 2026 · Advisor changed firm · fact
- M••• E• H••••• left W•••• F•••• A••••••• for W•••• F•••• I••••••••• I••••••••• I••• (registered 2024-03-14)Mar 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address