RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• R• H•••
- I••••••••• W••••• N••••••• I••• i••••••••• wealth currentsince Jan 2, 2018 · Frederick, Md
- I••••••••• A••••••• C••• formerMay 6, 2008 to Dec 31, 2017 · Hagerstown, Md
- P••• A••••• S••••••••• L•• BD affiliatedMar 21, 2005 to May 8, 2008 · Frederick, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 14, 2004 to Feb 3, 2005 · Frederick, Md
- M••••• S•••••• D• I••• unclassifiedSep 15, 2004 to Sep 27, 2004 · Frederick, Md
- I••••••••• A••••••• C••• to I••••••••• W••••• N••••••• I•••left Dec 31, 2017, registered Jan 2, 2018 (2 days) · Other
- P••• A••••• S••••••••• L•• to I••••••••• A••••••• C•••left May 8, 2008, registered May 6, 2008 (-2 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• A••••• S••••••••• L••left Feb 3, 2005, registered Mar 21, 2005 (46 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 27, 2004, registered Oct 14, 2004 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address