RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M••••••• P•••••••
- D••••••••• E••••• M••••••••• I••• independent RIA currentsince Nov 29, 2012 · Atlanta, Ga
- S••••• W••••• M••••••••• I•• formerJun 25, 2009 to Dec 12, 2012 · Atlanta, Ga
- W•••••• • S•••••• W••••• M••••••••• L•• unclassifiedMar 20, 2003 to Jan 30, 2009 · Atlanta, Ga
- S••••• W••••• M••••••••• I•• to D••••••••• E••••• M••••••••• I•••left Dec 12, 2012, registered Nov 29, 2012 (-13 days) · Other
- W•••••• • S•••••• W••••• M••••••••• L•• to S••••• W••••• M••••••••• I••left Jan 30, 2009, registered Jun 25, 2009 (146 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address