DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Disciplined Equity Management, Inc.
Latest filing Feb 11, 2026
First filing on the tape Nov 16, 2011 · 24 filings
SEC status approved since Jan 2, 2004
RAUM
$521M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$494M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$174M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$521M as of Feb 11, 2026
Mar 16, 2012$132M then
HNW client RAUM$453M as of Feb 11, 2026
Feb 19, 2018$153M then
State-registered IARs (5.B.3)2 as of Feb 11, 2026
Mar 14, 20132 then
Employees (5.A)4 as of Feb 11, 2026
Mar 14, 20134 then
Private funds: no history
RAUM +34% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $174MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $636,085derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $254M, 224 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$453M87%
- Individuals$41.0M7.9%
- Charitable organizations$14.0M2.7%
- Pension and profit-sharing plans$8.0M1.5%
- Corporations and businesses$5.0M1.0%
- Individual clients
- 91reported
- HNW clients
- 110reported
- Pension plan clients
- n/areported
- Charitable clients
- 25reported
- Accounts
- 819reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $254M for 224 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Donald Vincent Davey | Neptune Beach, Fl | Feb 26, 2004 | 28 y | 0 |
| Rebecca Mcdonald PhillipsCertified Financial Planner | Atlanta, Ga | Nov 29, 2012 | 23 y | 2 |
| Brooke Nicole HoldenCertified Financial Planner | Neptune Beach, Fl | Aug 12, 2026 | 13 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jeffrey Blair Kopp to Sheard & Davey Advisors LLCFeb 9, 2005 · Other
Joined, latest
- Brooke Nicole Holden from Independent Financial PartnersAug 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Rebecca Mcdonald Phillips from Summit Wealth Management, IncNov 29, 2012 · Other
- Jeffrey Blair Kopp from Morgan Stanley Dw Inc.Jan 16, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Vincent Donald Davey · Director/Chief Compliance Officercontrolsince 01/2004 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Neptune Beach, Fl · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA2 employees
What changed
consecutive filings, newest first
- Accounts · 737 to 819Mar 13, 2025 to Feb 11, 2026
- Advisory activities · 3 to 2Mar 13, 2025 to Feb 11, 2026
- Charity clients · 26 to 25Mar 13, 2025 to Feb 11, 2026
- Corporate clients · 9 to 5Mar 13, 2025 to Feb 11, 2026
- HNW clients · 107 to 110Mar 13, 2025 to Feb 11, 2026
- Individual clients · 84 to 91Mar 13, 2025 to Feb 11, 2026
- Assets in custody · $211M to $254MMar 13, 2025 to Feb 11, 2026
- Employees · 6 to 4Mar 13, 2025 to Feb 11, 2026
- Discretionary RAUM · $390M to $521MMar 13, 2025 to Feb 11, 2026
- HNW RAUM · $338M to $453MMar 13, 2025 to Feb 11, 2026
- Individual RAUM · $27.7M to $41.0MMar 13, 2025 to Feb 11, 2026
- Pension RAUM · $7.0M to $8.0MMar 13, 2025 to Feb 11, 2026
- RAUM · $390M to $521MMar 13, 2025 to Feb 11, 2026
- Financial planning clients · 101-250 to 101-250Feb 18, 2025 to Mar 13, 2025
- Accounts · 736 to 737Mar 13, 2024 to Feb 18, 2025
- Charity clients · 22 to 26Mar 13, 2024 to Feb 18, 2025
- Corporate clients · 6 to 9Mar 13, 2024 to Feb 18, 2025
- HNW clients · 104 to 107Mar 13, 2024 to Feb 18, 2025
- Individual clients · 90 to 84Mar 13, 2024 to Feb 18, 2025
- Pension plan clients · 6.0 to unsetMar 13, 2024 to Feb 18, 2025
- Assets in custody · $205M to $211MMar 13, 2024 to Feb 18, 2025
- Employees · 8 to 6Mar 13, 2024 to Feb 18, 2025
- Other offices · 1 to 2Mar 13, 2024 to Feb 18, 2025
- Discretionary RAUM · $372M to $390MMar 13, 2024 to Feb 18, 2025
- HNW RAUM · $303M to $338MMar 13, 2024 to Feb 18, 2025
- Individual RAUM · $29.0M to $27.7MMar 13, 2024 to Feb 18, 2025
- Pension RAUM · $6.9M to $7.0MMar 13, 2024 to Feb 18, 2025
- RAUM · $372M to $390MMar 13, 2024 to Feb 18, 2025
- Charity clients · 21 to 22Mar 3, 2023 to Mar 13, 2024
- Accounts · 744 to 736Mar 3, 2023 to Mar 13, 2024
- Advisory employees · 3 to 2Mar 3, 2023 to Mar 13, 2024
- Corporate clients · 14 to 6Mar 3, 2023 to Mar 13, 2024
- HNW clients · 97 to 104Mar 3, 2023 to Mar 13, 2024
- Individual clients · 92 to 90Mar 3, 2023 to Mar 13, 2024
- Pension plan clients · unset to 6.0Mar 3, 2023 to Mar 13, 2024
- Assets in custody · $184M to $205MMar 3, 2023 to Mar 13, 2024
- Employees · 6 to 8Mar 3, 2023 to Mar 13, 2024
- State-registered IARs · 3 to 2Mar 3, 2023 to Mar 13, 2024
- Discretionary RAUM · $318M to $372MMar 3, 2023 to Mar 13, 2024
- HNW RAUM · $257M to $303MMar 3, 2023 to Mar 13, 2024
Signals
1 dated events
- Disciplined Equity Management, Inc. reported RAUM $521.0M, up 34% from $389.7M (2025-03-13 to 2026-02-11)Feb 11, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 904-212-0058reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 904-222-0280reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- DEMGT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (904) 222-0280reportedpublic record, Form ADV, Feb 11, 2026
- Contact form
- demgt.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $174Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026