RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E••••• P•••
- V••••• W••••• M•••••••• I••• independent RIA currentsince Aug 7, 2023 · Aventura, Fl
- M••••• S•••••• D• I••• unclassifiedMay 2, 2005 to Sep 1, 2006 · Aventura, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 10, 2003 to May 12, 2005 · Aventura, Fl
- M••••• S•••••• D• I••• to V••••• W••••• M•••••••• I•••left Sep 1, 2006, registered Aug 7, 2023 (6184 days) · Other
- U•• F•••••••• S••••••• I••• to M••••• S•••••• D• I•••left May 12, 2005, registered May 2, 2005 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address