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Registered advisor
C•••• S•••• L••••••••
Feed of 09/15/2026
Also filed as C•••• S L••••••••
At current firm
4 y
since May 18, 2022
In the industry
15 y
since Nov 24, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 18, 2022 · Hugo, Mn
- C••• B•••••••• S•••••••• I••• formerMar 15, 2017 to May 18, 2022 · Woodbury, Mn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 25, 2016 to Mar 8, 2017 · St. Louis Park, Mn
- C••• B•••••••• S•••••••• I••• formerSep 16, 2013 to Jul 11, 2016 · Apple Valley, Mn
- C••• B•••••••• S•••••••• I••• formerJan 19, 2011 to May 9, 2012 · Menomonie, Wi
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••• B•••••••• S•••••••• I•••left Mar 8, 2017, registered Mar 15, 2017 (7 days) · Other
- C••• B•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 11, 2016, registered Jul 25, 2016 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address