DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Ojm Group, LLC

Former SEC-registered adviserCincinnati, OhioCRD 119850SEC 801-68466websiteIAPD
Legal name The O'Dell Group, LLC
Latest filing Mar 20, 2025
First filing on the tape Dec 1, 2011 · 32 filings
SEC status approved since Oct 24, 2007
RAUM
$803M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
68%
$545M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$803M as of Mar 20, 2025
Apr 2, 2012$201M then
HNW client RAUM$440M as of Mar 20, 2025
Mar 27, 2018$133M then
State-registered IARs (5.B.3)8 as of Mar 20, 2025
Mar 28, 20138 then
Employees (5.A)15 as of Mar 20, 2025
Mar 28, 201311 then
Private funds: no history
RAUM +11% over the last fiscal year+10% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 20, 2025; every figure names its basis
RAUM per advisor
$100MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
58derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.8MderivedHNW RAUM over HNW clients
Average account
$447,509derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
2.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+9.0%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Custody
$218M, 182 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$440M55%
  • Corporations and businesses$148M18%
  • Individuals$105M13%
  • Pension and profit-sharing plans$100M12%
  • Insurance companies$10.2M1.3%
Individual clients
306reported
HNW clients
156reported
Pension plan clients
79reported
Charitable clients
0reported
Accounts
1,795reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
$218M for 182 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
7 left, 0 joined in 12 months
net -7 in 12 months0 left in 90 days0 joined in 90 days7 left over 36 months
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Cooney Carole Foos · Chief Financial Officercontrol
      since 10/2008 · owns less than 5%
    • Ann Leslie Green · Chief Compliance Officercontrol
      since 07/2021 · owns less than 5%
    • Mahoney Jason Odell · Chief Executive Officercontrol
      since 12/2009 · owns less than 5%
    • Bruce David Mandell · Membercontrol
      since 12/2009 · owns 25% to 50% of Ojm Group, LLC
    • Mahoney Jason Odell · Membercontrol
      since 12/2009 · owns 25% to 50% of Ojm Group, LLC
    • Michael Harold Lewellen · Member
      since 10/2008 · owns 5% to 10%
    • G Robert Peelman · Member
      since 01/2020 · owns less than 5%
    • Michael Andrew Taylor · Member
      since 01/2020 · owns less than 5%
    Entity owners
    • Ojm Group, LLC · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Carole Foos
      insurancey
    • David Mandell
      y
    • Ojm Group
      real estatey
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Cincinnati, Oh · principal005
    Fort Lauderdale, Fl001
    Phoenix, Az001
    Offices
    Schedule D 1.F, the 25 largest
    • Fort Lauderdale, FL1 employees
    • Phoenix, AZ1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 1,680 to 1,795
      Nov 21, 2024 to Mar 20, 2025
    • Advisory activities · 7 to 8
      Nov 21, 2024 to Mar 20, 2025
    • BD registered reps · 2 to 1
      Nov 21, 2024 to Mar 20, 2025
    • Corporate clients · 72 to 71
      Nov 21, 2024 to Mar 20, 2025
    • HNW clients · 142 to 156
      Nov 21, 2024 to Mar 20, 2025
    • Individual clients · 282 to 306
      Nov 21, 2024 to Mar 20, 2025
    • Pension plan clients · 78 to 79
      Nov 21, 2024 to Mar 20, 2025
    • Assets in custody · $91.6M to $218M
      Nov 21, 2024 to Mar 20, 2025
    • Employees · 14 to 15
      Nov 21, 2024 to Mar 20, 2025
    • Financial planning clients · More than 500 to 11-25
      Nov 21, 2024 to Mar 20, 2025
    • Discretionary RAUM · $722M to $803M
      Nov 21, 2024 to Mar 20, 2025
    • HNW RAUM · $380M to $440M
      Nov 21, 2024 to Mar 20, 2025
    • Individual RAUM · $99.4M to $105M
      Nov 21, 2024 to Mar 20, 2025
    • Pension RAUM · $87.1M to $100M
      Nov 21, 2024 to Mar 20, 2025
    • RAUM · $722M to $803M
      Nov 21, 2024 to Mar 20, 2025
    • Accounts · 1,598 to 1,680
      Mar 30, 2023 to Mar 27, 2024
    • Corporate clients · 63 to 72
      Mar 30, 2023 to Mar 27, 2024
    • HNW clients · 117 to 142
      Mar 30, 2023 to Mar 27, 2024
    • Individual clients · 286 to 282
      Mar 30, 2023 to Mar 27, 2024
    • Pension plan clients · 69 to 78
      Mar 30, 2023 to Mar 27, 2024
    • Assets in custody · $152M to $91.6M
      Mar 30, 2023 to Mar 27, 2024
    • Discretionary RAUM · $572M to $722M
      Mar 30, 2023 to Mar 27, 2024
    • HNW RAUM · $268M to $380M
      Mar 30, 2023 to Mar 27, 2024
    • Individual RAUM · $103M to $99.4M
      Mar 30, 2023 to Mar 27, 2024
    • Pension RAUM · $71.5M to $87.1M
      Mar 30, 2023 to Mar 27, 2024
    • RAUM · $572M to $722M
      Mar 30, 2023 to Mar 27, 2024
    • Accounts · 1,529 to 1,598
      Oct 20, 2022 to Mar 30, 2023
    • Advisory employees · 9 to 8
      Oct 20, 2022 to Mar 30, 2023
    • Corporate clients · 62 to 63
      Oct 20, 2022 to Mar 30, 2023
    • HNW clients · 127 to 117
      Oct 20, 2022 to Mar 30, 2023
    • Individual clients · 291 to 286
      Oct 20, 2022 to Mar 30, 2023
    • Pension plan clients · 65 to 69
      Oct 20, 2022 to Mar 30, 2023
    • Assets in custody · $156M to $152M
      Oct 20, 2022 to Mar 30, 2023
    • Employees · 15 to 14
      Oct 20, 2022 to Mar 30, 2023
    • State-registered IARs · 9 to 8
      Oct 20, 2022 to Mar 30, 2023
    • Discretionary RAUM · $599M to $572M
      Oct 20, 2022 to Mar 30, 2023
    • HNW RAUM · $285M to $268M
      Oct 20, 2022 to Mar 30, 2023
    • Individual RAUM · $91.7M to $103M
      Oct 20, 2022 to Mar 30, 2023
    • Pension RAUM · $77.3M to $71.5M
      Oct 20, 2022 to Mar 30, 2023
    • RAUM · $599M to $572M
      Oct 20, 2022 to Mar 30, 2023
    Signals
    17 dated events
    • Ojm Group, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $803.3M)
      Jan 2, 2026 · Left the SEC roster · derived
    • Adam Nicholas Braunscheidel left Ojm Group, Llc for Earned Wealth Advisors, Llc (registered 2025-12-05)
      Dec 11, 2025 · Advisor changed firm · fact
    • David Bruce Mandell left Ojm Group, Llc for Earned Wealth Advisors, Llc (registered 2025-12-23)
      Dec 11, 2025 · Advisor changed firm · fact
    • Andrew Michael Taylor left Ojm Group, Llc for Earned Wealth Advisors, Llc (registered 2025-12-08)
      Dec 11, 2025 · Advisor changed firm · fact
    • Jason Mahoney Odell left Ojm Group, Llc for Earned Wealth Advisors, Llc (registered 2025-12-08)
      Dec 11, 2025 · Advisor changed firm · fact
    • Robert G Peelman left Ojm Group, Llc for Earned Wealth Advisors, Llc (registered 2025-12-08)
      Dec 11, 2025 · Advisor changed firm · fact
    • Harold Michael Lewellen left Ojm Group, Llc for Earned Wealth Advisors, Llc (registered 2025-12-08)
      Dec 11, 2025 · Advisor changed firm · fact
    • Ojm Group, LLC's advisors moved to Earned Wealth Advisors, LLC (Cincinnati, OH): 5 of 6 registered, on the same day
      Dec 11, 2025 · Firm absorbed (people side) · derived
    • John Kennedy Kelly left Ojm Group, Llc for Arkadios Wealth Advisors (registered 2025-11-28)
      Dec 2, 2025 · Advisor changed firm · fact
    • Ojm Group, Llc reported RAUM $721.7M, up 26% from $571.8M (2023-03-30 to 2024-03-27)
      Mar 27, 2024 · RAUM change · derived
    • David Thomas Cargill left Ojm Group, Llc for Lpl Financial Llc (registered 2022-06-24)
      Jun 17, 2022 · Advisor changed firm · fact
    • Russell James Hadaway (Chief Compliance Officer) no longer on Schedule A of Ojm Group, Llc (listed 2021-04-07, absent 2021-07-23)
      Jul 23, 2021 · Control person left · inference
    • Ann Leslie Green (Chief Compliance Officer) appeared on Schedule A of Ojm Group, Llc
      Jul 23, 2021 · Control person joined · fact
    • Meyers Anne Septic (Chief Compliance Officer) no longer on Schedule A of Ojm Group, Llc (listed 2019-04-17, absent 2019-12-13)
      Dec 13, 2019 · Control person left · inference
    • Russell James Hadaway (Chief Compliance Officer) appeared on Schedule A of Ojm Group, Llc
      Dec 13, 2019 · Control person joined · fact
    • Anne Septic (Chief Compliance Officer) no longer on Schedule A of Ojm Group, Llc (listed 2018-05-02, absent 2019-03-27)
      Mar 27, 2019 · Control person left · inference
    • Meyers Anne Septic (Chief Compliance Officer) appeared on Schedule A of Ojm Group, Llc
      Mar 27, 2019 · Control person joined · fact
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026