A••••• B•••••• B••••

W•••• F•••• A•••••••wirehouseIndianapolis, In dual registrantIAPD 4643593

Feed of 09/14/2026

Also filed as A••••• G•••••• B••••

At current firm

1 y

since Sep 5, 2025

In the industry

16 y

since Jul 30, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Sep 5, 2025 · Fort Wayne, In
A••••••••• F•••••••• S•••••••• L•• national BD
May 29, 2015 to Sep 11, 2025 · Fort Wayne, In
L•• F•••••••• L•• BD affiliated
Aug 2, 2010 to Jun 2, 2015 · Fort Wayne, In

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Sep 11, 2025, registered Sep 5, 2025 (-6 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Jun 2, 2015, registered May 29, 2015 (-4 days) · Other

Signals

••• Locked
Sep 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address