RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• K•• H••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 8, 2016 · Bloomfield Hills, Mi
- P•• W••••• M••••••••• BD affiliatedJan 4, 2012 to Dec 16, 2015 · Warren, Mi
- B••• O•• S••••••••• C••••••••• unclassifiedOct 10, 2003 to Jun 9, 2004 · Auburn Hills, Mi
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 16, 2015, registered Feb 8, 2016 (54 days) · Other
- B••• O•• S••••••••• C••••••••• to P•• W••••• M•••••••••left Jun 9, 2004, registered Jan 4, 2012 (2765 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address