DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• W••••• G••••
Legal name S••••••• W•••••• L••
Latest filing Jul 1, 2026
First filing on the tape Jul 19, 2024 · 13 filings
SEC status approved since Aug 19, 2024
RAUM
$151M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$150M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$50.5M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$151M as of Jul 1, 2026
Mar 21, 2025$109M then
HNW client RAUM$126M as of Jul 1, 2026
Mar 21, 2025$836,919 then
State-registered IARs (5.B.3)3 as of Jul 1, 2026
Mar 21, 20250 then
Employees (5.A)6 as of Jul 1, 2026
Mar 21, 20253 then
Private funds: no history
RAUM +40% over the last fiscal yearIARs 0 to 3
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $50.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $271,832derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.2%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $99.7M, 91 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$126M83%
- Individuals$23.9M16%
- Pension and profit-sharing plans$1.6M1.0%
- Individual clients
- 86reported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 557reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $99.7M for 91 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• W• H••••••••Certified Financial Planner | Bend, Or | Aug 19, 2024 | 23 y | 3 |
| I•• P•••••• L•••••••Certified Financial Planner | Bend, Or | Aug 19, 2024 | 11 y | 2 |
| D••••• K•••••• | Bend, Or | Jul 2, 2026 | 29 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• K•••••• from M••••• C•••••• M••••••••• I••Jul 2, 2026 · Other
- M••••• W• H•••••••• from M• L••••• A•••••••• L••Aug 19, 2024 · RIA to a newly registered adviser
- I•• P•••••• L••••••• from M• L••••• A•••••••• L••Aug 19, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from M• L••••• A•••••••• L••Oct 1, 2024 · Bend, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• M•••••• W• · Member Of LLC, And Chief Compliance Officercontrolsince 03/2024 · owns 75% or more
Related persons
Schedule D 7.A
- M••••• W• H••••••••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bend, Or · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lake Oswego, OR1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 26, 2026HNW share of RAUM moved from 1.0% to 83.0% between the annual amendments of 2025-03-21 and 2026-03-26peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 25 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $108,531,615 to $151,410,600 (+40.0%) between the annual amendments of 2025-03-21 and 2026-03-26; the peer median change was +15.0% (4550 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 92% percentile
What changed
consecutive filings, newest first
- Advisory employees · 2 to 3Mar 26, 2026 to Jul 1, 2026
- Employees · 5 to 6Mar 26, 2026 to Jul 1, 2026
- State-registered IARs · 2 to 3Mar 26, 2026 to Jul 1, 2026
- Accounts · 452 to 557Dec 9, 2025 to Mar 26, 2026
- HNW clients · 1 to 78Dec 9, 2025 to Mar 26, 2026
- Individual clients · 152 to 86Dec 9, 2025 to Mar 26, 2026
- Assets in custody · $43.5M to $99.7MDec 9, 2025 to Mar 26, 2026
- Employees · 3 to 5Dec 9, 2025 to Mar 26, 2026
- State-registered IARs · 0 to 2Dec 9, 2025 to Mar 26, 2026
- Discretionary RAUM · $109M to $151MDec 9, 2025 to Mar 26, 2026
- HNW RAUM · $836,919 to $126MDec 9, 2025 to Mar 26, 2026
- Individual RAUM · $108M to $23.9MDec 9, 2025 to Mar 26, 2026
- Pension RAUM · unset to 1553232.0Dec 9, 2025 to Mar 26, 2026
- RAUM · $109M to $151MDec 9, 2025 to Mar 26, 2026
- Advisory activities · 2 to 5Mar 21, 2025 to Jul 16, 2025
- Financial planning clients · 51-100 to 51-100Mar 21, 2025 to Jul 16, 2025
- Accounts · 449 to 452Dec 23, 2024 to Mar 21, 2025
- Advisory activities · 3 to 2Dec 23, 2024 to Mar 21, 2025
- HNW clients · 55 to 1Dec 23, 2024 to Mar 21, 2025
- Individual clients · 98 to 152Dec 23, 2024 to Mar 21, 2025
- Assets in custody · unset to 43503753.0Dec 23, 2024 to Mar 21, 2025
- Custody of client assets · false to trueDec 23, 2024 to Mar 21, 2025
- Employees · 2 to 3Dec 23, 2024 to Mar 21, 2025
- Financial planning clients · 0 to 51-100Dec 23, 2024 to Mar 21, 2025
- State-registered IARs · 2 to 0Dec 23, 2024 to Mar 21, 2025
- Discretionary RAUM · $108M to $109MDec 23, 2024 to Mar 21, 2025
- HNW RAUM · $56.9M to $836,919Dec 23, 2024 to Mar 21, 2025
- Individual RAUM · $51.5M to $108MDec 23, 2024 to Mar 21, 2025
- RAUM · $108M to $109MDec 23, 2024 to Mar 21, 2025
- Accounts · 0 to 449Sep 5, 2024 to Dec 19, 2024
- HNW clients · unset to 55.0Sep 5, 2024 to Dec 19, 2024
- Individual clients · unset to 98.0Sep 5, 2024 to Dec 19, 2024
- Discretionary RAUM · $0 to $108MSep 5, 2024 to Dec 19, 2024
- HNW RAUM · unset to 56862275.0Sep 5, 2024 to Dec 19, 2024
- Individual RAUM · unset to 51472047.0Sep 5, 2024 to Dec 19, 2024
- RAUM · $0 to $108MSep 5, 2024 to Dec 19, 2024
- Financial planning clients · unset to 0Jul 19, 2024 to Jul 25, 2024
Signals
2 dated events
- 2 advisors left M• L••••• A•••••••• L•• (Bend, OR) for T••• W••••• G•••• on the same dayOct 1, 2024 · Team lift-out · derived
- T••• W••••• G•••• filed its initial SEC registration (Form ADV)Jul 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 503-799-4008reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 541-588-5008reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 541-588-5009reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/Truewealthgroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- mytruewealthgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 541-588-5008reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026