DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brad Matthew Napoli
Feed of 09/14/2026
Also filed as Brad Napoli
At current firm
1 y
since Mar 31, 2025
In the industry
23 y
since Aug 5, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Mount Laurel, Nj
- Fidelity Personal And Workplace Advisors formerNov 1, 2019 to Mar 31, 2025 · Marlton, Nj
- Blackrock Financial Management, Inc otherDec 15, 2010 to Sep 17, 2019 · New York, Ny
- UBS Financial Services Inc. wirehouseFeb 3, 2006 to Jul 2, 2010 · Mt. Laurel, Nj
- Morgan Stanley Dw Inc. unclassifiedAug 25, 2005 to Feb 6, 2006 · Mount Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Blackrock Financial Management, Inc to Fidelity Personal And Workplace Advisorsleft Sep 17, 2019, registered Nov 1, 2019 (45 days) · Other
- UBS Financial Services Inc. to Blackrock Financial Management, Incleft Jul 2, 2010, registered Dec 15, 2010 (166 days) · Other
- Morgan Stanley Dw Inc. to UBS Financial Services Inc.left Feb 6, 2006, registered Feb 3, 2006 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address