RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• M•••••
- C••••••• P••••••• I••••••••• A•••••••• L•• i••••••••• manager currentsince Dec 22, 2023 · Pheonix, Az
- M••••••• L•• formerJan 1, 2006 to Dec 31, 2006 · Phoenix, Az
- M••••••••• • A••••••••• I••• unclassifiedJul 22, 2004 to Dec 31, 2004 · Phoenix, Az
- M••••••••• • A••••••••• I•• unclassifiedDec 9, 2003 to Aug 6, 2004 · Phoenix, Az
- M••••••• L•• to C••••••• P••••••• I••••••••• A•••••••• L••left Dec 31, 2006, registered Dec 22, 2023 (6200 days) · Other
- M••••••••• • A••••••••• I••• to M••••••• L••left Dec 31, 2004, registered Jan 1, 2006 (366 days) · Other
- M••••••••• • A••••••••• I•• to M••••••••• • A••••••••• I•••left Aug 6, 2004, registered Jul 22, 2004 (-15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• MANAGERderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address