RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• H•••• F••••••
- D••• D••••••• • C•• independent RIA currentsince Jul 23, 2019 · Gold Canyon, Az
- L•• F•••••••• L•• BD affiliatedApr 5, 2016 to Jan 18, 2018 · Coeur D Alene, Id
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 10, 2015 to Dec 18, 2015 · Sandpoint, Id
- L•• F•••••••• L•• BD affiliatedFeb 9, 2005 to Mar 12, 2015 · Coeurd'Alene, Id
- L•• F•••••••• L•• to D••• D••••••• • C••left Jan 18, 2018, registered Jul 23, 2019 (551 days) · RIA to RIA
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Dec 18, 2015, registered Apr 5, 2016 (109 days) · Other
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 12, 2015, registered Mar 10, 2015 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address