RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••• C••••••••• Z••••••
- W•••• F•••• A••••••• wirehouse currentsince Nov 5, 2013 · Portland, Or
- C••••• I••••••••• S••••••• L•• formerJan 5, 2010 to Oct 10, 2013 · Portland, Or
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 21, 2004 to Apr 28, 2009 · Gresham, Or
- M••••• S•••••• D• I••• unclassifiedSep 18, 2003 to May 25, 2004 · Portland, Or
- C••••• I••••••••• S••••••• L•• to W•••• F•••• A•••••••left Oct 10, 2013, registered Nov 5, 2013 (26 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••left Apr 28, 2009, registered Jan 5, 2010 (252 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left May 25, 2004, registered May 21, 2004 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address